On September 26, 2025, Securities and Exchange Commission (“SEC” or the “Commission”) Chairman Paul Atkins issued a Statement on Simultaneous Commission Consideration of Settlement Offers and Related ...
The panel discusses the evolving landscape of the SEC's enforcement practices, highlighting significant influences from recent Supreme Court rulings and increased legal challenges. These rulings have ...
Effective SEC testimony relies on strategic client involvement, clear communication, and thorough preparation to navigate the complexities of legal investigations. Clients must be actively involved in ...
The SEC has gone on another enforcement blitz, this time focusing on nine investment advisors that it said violated the agency's marketing rule. In a statement Monday, the SEC announced it has settled ...
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