The US District Court has fined Jeffrey Cutter and Cutter Financial Group after SEC alleged violation of 1940 Investment Advisers Act.
Cutter Financial Group LLC was ordered to pay $150,000 in total civil penalties, and a five-year requirement the firm provide a copy of the ruling to all existing investment advisory clients and all n ...
A trial in the civil case brought by the U.S. Securities and Exchange Commission against Jeffrey Cutter and Cutter Financial Group of Falmouth could begin later this year or early next year, according ...
On August 23, 2023, the National Association for Fixed Annuities (NAFA) filed an amicus brief in the case of SEC v. Cutter Financial Group LLC in federal district court in Boston. The brief followed ...
Advisor Jeffrey Cutter is appealing the lone guilty verdict handed down last month in his trial in a Securities and Exchange Commission civil case. On April 23, a Massachusetts jury determined that ...
After five hours of deliberation, the jury found that Cutter Financial Group and its president, Jeffrey Cutter, liable for violating Section 206(2) of the Investment Advisers Act, which prohibits ...
Cutter Financial Group Clinches Best of Upper Cape Award 5 Years Running Cutter Financial Group Celebrates 5th Consecutive Win for Best Financial Planner in The Enterprise's Best of the Upper Cape ...
We strive to help our clients build retirement systems through sound, sensible strategies. This award is a reflection of our team’s dedication to our clients, we're grateful for their trust & support.
FALMOUTH, Mass.--(BUSINESS WIRE)--A Nutter trial team received a jury verdict in their favor for Nutter’s client, Cutter Financial Group LLC (CFG), in a civil litigation trial with the U.S. Securities ...
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